Financial Advisory

FEE SCHEDULE

ACCOUNT MINIMUM $ 500,000

AGGREGATE ASSETS                                        FEE

$500,000 TO $999,999                                         .95%

$1,000,000 TO $1,999,999                                   .85

$2,000,000 TO $2,999,999                                   .75

$3,000,000 TO $4,999,999                                   .65

$5,000,000+                                                  NEGOTIABLE

VALUE ADDED SERVICES

PORTFOLIO CONSTRUCTION, IMPLEMENTATION and MONITORING

PORTFOLIO ANALYSIS and OPTIMIZATION

ASSET ALLOCATION and DIVERSIFICATION

TRADING and REBALANCING

RESEARCH and DUE DILIGENCE

TAX EFFICIENT SECURITIES and TAX PLANNING STRATEGIES

ADVISOR GUIDANCE

CLIENT REVIEWS

OPTIONAL WEEKLY MARKET UPDATES

OTHER SERVICES AVAILABLE:

INSURANCE

ESTATE PLANNING STRATEGIES

TRUST SERVICES*

401(k) ASSISTANCE

529 COLLEGE PLANS

*LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.